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7![Comments on SR-MSRB[removed]These comments are being submitted on behalf of a registered Investment Adviser (RIA) and Municipal Advisor (MA). In short, we believe that individuals who are Chartered Financial Analyst (CFA Comments on SR-MSRB[removed]These comments are being submitted on behalf of a registered Investment Adviser (RIA) and Municipal Advisor (MA). In short, we believe that individuals who are Chartered Financial Analyst (CFA](https://www.pdfsearch.io/img/12672f7a60a5eedbed27a8ba2835d466.jpg) | Add to Reading ListSource URL: www.sec.govLanguage: English - Date: 2014-12-30 13:25:17
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10![UNIFORM FORMS REFERENCE GUIDE If you have questions or comments about the Form U-4 or the Form U-5, you may contact the following entities: Electronic Filing Information: Central Registration Depository (CRD)®, Web CRDS UNIFORM FORMS REFERENCE GUIDE If you have questions or comments about the Form U-4 or the Form U-5, you may contact the following entities: Electronic Filing Information: Central Registration Depository (CRD)®, Web CRDS](https://www.pdfsearch.io/img/8d9485aadceec5fbc084e7489d3d0197.jpg) | Add to Reading ListSource URL: www.state.tn.usLanguage: English - Date: 2013-02-13 10:39:01
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